SIC Intelligence

Record directory — page 5031

Browse 578,048 public-source records across 5,781 pages. Each record links to its existing profile and source context.

Inclusion is not a finding of wrongdoing or confirmation of current legal status. Verify the original source before relying on a record.

Records 503,001–503,100

  1. Fidelity Investments Institutional Services Company Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fidelity-investments-institutional-services-company-inc

  2. Fieldstone Services

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fieldstone-services

  3. Fieldstone Services Corp.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fieldstone-services-corp

  4. Fifth Third Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fifth-third-securities-inc

  5. Fig Partners LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fig-partners-llc

  6. Filiep N. Sackx

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-filiep-n-sackx

  7. Fimat Usa LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fimat-usa-llc

  8. Fimco Securities Group Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fimco-securities-group-inc

  9. Finance 500 INC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-finance-500-inc

  10. Financial America Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-america-securities-inc

  11. Financial Network Investment Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-network-investment-corporation

  12. Financial Network Investment Corporation Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-network-investment-corporation-inc

  13. Financial Northeastern Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-northeastern-securities-inc

  14. Financial Security Management Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-security-management-inc

  15. Financial West Group

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-west-group

  16. Financial West Investment Group Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financial-west-investment-group-inc

  17. Financo Securities LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-financo-securities-llc

  18. Finantia Usa Ltd.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-finantia-usa-ltd

  19. Fintech Securities

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fintech-securities

  20. Fintegra LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fintegra-llc

  21. Fion Lo

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fion-lo

  22. First Albany Capital Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-albany-capital-inc

  23. First Allied Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-allied-securities-inc

  24. First American Capital and Trading Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-american-capital-and-trading-corporation

  25. First American Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-american-securities-inc

  26. First Asset Financial Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-asset-financial-inc

  27. First Avantus Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-avantus-securities-inc

  28. First Bermuda Securities (Bvi) Ltd.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-bermuda-securities-bvi-ltd

  29. First Chicago Advisors Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-chicago-advisors-inc

  30. First Citizens Financial Plus Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-citizens-financial-plus-inc

  31. First Clearing LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-clearing-llc

  32. First Clearing LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-clearing-llc-formerly-first-clearing-corporation

  33. Wells Fargo Clearing Services LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-clearing-llc-n-k-a-wells-fargo-clearing-services-llc

  34. Wells Fargo Clearing Services LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-clearing-llc-now-known-as-wells-fargo-clearing-services-llc

  35. First Dallas Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-dallas-securities-inc

  36. First Dallas Securities Incorporated

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-dallas-securities-incorporated

  37. First Financial Equity Corp.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-financial-equity-corp

  38. First Financial Equity Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-financial-equity-corporation

  39. First Global Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-global-securities-inc

  40. First Horizon Advisors Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-horizon-advisors-inc

  41. First Hudson Financial Group Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-hudson-financial-group-inc

  42. First Integrity Capital Partners Corp.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-integrity-capital-partners-corp

  43. First Kentucky Securities Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-kentucky-securities-corporation

  44. First London Securities Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-london-securities-corporation

  45. First Manhattan Co.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-manhattan-co

  46. First Midstate Incorporated

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-midstate-incorporated

  47. First Midwest Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-midwest-securities-inc

  48. First Monatauk Securities Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-monatauk-securities-corporation

  49. First Montauk Securities Corp.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-montauk-securities-corp

  50. First Montauk Securities Corporation

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-montauk-securities-corporation

  51. First New York Securities L.l.c.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-new-york-securities-l-l-c

  52. First Republic Group LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-republic-group-llc

  53. First Securities Usa Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-securities-usa-inc

  54. First Security Investments Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-security-investments-inc

  55. First Southern LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-southern-llc

  56. First Southern Securities LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-southern-securities-llc

  57. First Southwest Company

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-southwest-company

  58. First Trust Portfolios L.p.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-trust-portfolios-l-p

  59. First Union Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-union-securities-inc

  60. First Winston Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-first-winston-securities-inc

  61. Firstrade Securities INC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-firstrade-securities-inc

  62. Fis Brokerage & Securities Services LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fis-brokerage-securities-services-llc

  63. Fiserv Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fiserv-securities-inc

  64. Fisn Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fisn-inc

  65. Fitzhugh L. Duggan Iii

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fitzhugh-l-duggan-iii

  66. Fixed Income Securities Lp

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fixed-income-securities-lp

  67. Fka Bcs Global Markets

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fka-bcs-global-markets

  68. Fka Futu Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fka-futu-inc

  69. Flavio G. Varone

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-flavio-g-varone

  70. Fleet Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fleet-securities-inc

  71. Florence S. Pollard

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-florence-s-pollard

  72. Florence Sarah Pollard

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-florence-sarah-pollard

  73. Florlena Cortez

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-florlena-cortez

  74. Flow Traders U.s. Institutional Trading LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-flow-traders-u-s-institutional-trading-llc

  75. Flow Traders U.s. LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-flow-traders-u-s-llc

  76. Floyd E. Powell

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-floyd-e-powell

  77. Flynn Lambert Andrew

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-flynn-lambert-andrew

  78. Fm Partners Holding LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fm-partners-holding-llc-f-k-a-lazard-capital-markets-llc

  79. Fmsbonds INC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fmsbonds-inc

  80. Fnbb Capital Markets LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fnbb-capital-markets-llc

  81. Fog Equities LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fog-equities-llc

  82. Fogel Neale Securities LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fogel-neale-securities-llc

  83. Folio Investments Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-folio-investments-inc

  84. Foliofn Investments Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-foliofn-investments-inc

  85. Fong I. Cheang

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fong-i-cheang

  86. Foothill Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-foothill-securities-inc

  87. Fordham Financial Management Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fordham-financial-management-inc

  88. Foreside Distributors Services Lp

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-foreside-distributors-services-lp

  89. Foresight Investments LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-foresight-investments-llc

  90. Forethought Distributors LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-forethought-distributors-llc

  91. Forge Financial Group Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-forge-financial-group-inc

  92. David A. Noyes & Company

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-formerly-known-as-david-a-noyes-company

  93. Forouzan Pooladi

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-forouzan-pooladi

  94. Forrest Addington Wester

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-forrest-addington-wester

  95. Forrest Nolan Jackson

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-forrest-nolan-jackson

  96. Fortino R. Rivera

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fortino-r-rivera

  97. Fortis Clearing Americas LLC

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fortis-clearing-americas-llc

  98. Fortrend Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fortrend-securities-inc

  99. Fortune Financial Services Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fortune-financial-services-inc

  100. Fortune Securities Inc.

    Regulatory Watchlists

    organization · us

    Record ID: us-finra-fortune-securities-inc