SIC Intelligence
Record directory — page 5090
Browse 578,048 public-source records across 5,781 pages. Each record links to its existing profile and source context.
Inclusion is not a finding of wrongdoing or confirmation of current legal status. Verify the original source before relying on a record.
Records 508,901–509,000
- Nigel Ronald James
Regulatory Watchlists
organization · us
Record ID: us-finra-nigel-ronald-james
- Nighthawk Partners Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nighthawk-partners-inc
- Nike H. Oruche
Regulatory Watchlists
organization · us
Record ID: us-finra-nike-h-oruche
- Nikoh Securities Corporation
Regulatory Watchlists
organization · us
Record ID: us-finra-nikoh-securities-corporation
- Nikolay Zotenko
Regulatory Watchlists
organization · us
Record ID: us-finra-nikolay-zotenko
- Nilda Lee Vasey
Regulatory Watchlists
organization · us
Record ID: us-finra-nilda-lee-vasey
- Nima Mohajeri
Regulatory Watchlists
organization · us
Record ID: us-finra-nima-mohajeri
- Nimish Gandhi
Regulatory Watchlists
organization · us
Record ID: us-finra-nimish-gandhi
- Nina Maines
Regulatory Watchlists
organization · us
Record ID: us-finra-nina-maines
- Nina S. Jessee
Regulatory Watchlists
organization · us
Record ID: us-finra-nina-s-jessee
- Nina Tran
Regulatory Watchlists
organization · us
Record ID: us-finra-nina-tran
- Ning Lin
Regulatory Watchlists
organization · us
Record ID: us-finra-ning-lin
- Niphix Investments Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-niphix-investments-inc
- Nita Charlton-gomes
Regulatory Watchlists
organization · us
Record ID: us-finra-nita-charlton-gomes
- Niyukt R. Bhasin
Regulatory Watchlists
organization · us
Record ID: us-finra-niyukt-r-bhasin
- Nnamdi B. Ejiogu
Regulatory Watchlists
organization · us
Record ID: us-finra-nnamdi-b-ejiogu
- Noah J. Aulwes
Regulatory Watchlists
organization · us
Record ID: us-finra-noah-j-aulwes
- Noble B. Trenham
Regulatory Watchlists
organization · us
Record ID: us-finra-noble-b-trenham
- Noble Bradford Trenham
Regulatory Watchlists
organization · us
Record ID: us-finra-noble-bradford-trenham
- Noble Capital Markets Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-noble-capital-markets-inc
- Noble Financial Capital Markets
Regulatory Watchlists
organization · us
Record ID: us-finra-noble-financial-capital-markets
- Noble International Investments Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-noble-international-investments-inc
- Nobles & Richards Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nobles-richards-inc
- Noe Garcia Sr.
Regulatory Watchlists
organization · us
Record ID: us-finra-noe-garcia-sr
- Noel A. Rose
Regulatory Watchlists
organization · us
Record ID: us-finra-noel-a-rose
- Noel Carino
Regulatory Watchlists
organization · us
Record ID: us-finra-noel-carino
- Noel Martin
Regulatory Watchlists
organization · us
Record ID: us-finra-noel-martin
- Nolan Dudley Baird Jr.
Regulatory Watchlists
organization · us
Record ID: us-finra-nolan-dudley-baird-jr
- Nolan Securities Corp.
Regulatory Watchlists
organization · us
Record ID: us-finra-nolan-securities-corp
- Nolan Wayne Moore
Regulatory Watchlists
organization · us
Record ID: us-finra-nolan-wayne-moore
- Nomura Securities International Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nomura-securities-international-inc
- Nomurra Securities International Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nomurra-securities-international-inc
- Noor Siraj Amirali
Regulatory Watchlists
organization · us
Record ID: us-finra-noor-siraj-amirali
- Nora L. Newell
Regulatory Watchlists
organization · us
Record ID: us-finra-nora-l-newell
- Norair Allain Seferian
Regulatory Watchlists
organization · us
Record ID: us-finra-norair-allain-seferian
- Norbert M. Price
Regulatory Watchlists
organization · us
Record ID: us-finra-norbert-m-price
- Nordic Partners Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nordic-partners-inc
- Norma M Skeete
Regulatory Watchlists
organization · us
Record ID: us-finra-norma-m-skeete
- Norman A. Harris
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-a-harris
- Norman Frager
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-frager
- Norman H. Russick
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-h-russick
- Norman Kirby Farra Jr.
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-kirby-farra-jr
- Norman L. Hill
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-l-hill
- Norman Lee Kearney Jr.
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-lee-kearney-jr
- Norman R. Flemens
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-r-flemens
- Norman R Sicard Jr.
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-r-sicard-jr
- Norman Stanley Batansky
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-stanley-batansky
- Norman V. Montgomery Ii
Regulatory Watchlists
organization · us
Record ID: us-finra-norman-v-montgomery-ii
- Norris Richard Roberts Jr.
Regulatory Watchlists
organization · us
Record ID: us-finra-norris-richard-roberts-jr
- North American Clearing Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-north-american-clearing-inc
- North Capital Private Securities Corporation
Regulatory Watchlists
organization · us
Record ID: us-finra-north-capital-private-securities-corporation
- North Star Investment Services Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-north-star-investment-services-inc
- North Woodward Financial Corp.
Regulatory Watchlists
organization · us
Record ID: us-finra-north-woodward-financial-corp
- North Woodward Financial Corporation
Regulatory Watchlists
organization · us
Record ID: us-finra-north-woodward-financial-corporation
- Northeast Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-northeast-securities-inc
- Northeast Securities LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-northeast-securities-inc-n-k-a-northeast-securities-llc
- Northern Trust Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-northern-trust-securities-inc
- Northland Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-northland-securities-inc
- Northwest Investment Advisors Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-northwest-investment-advisors-inc
- Northwestern Mutual Investment Services LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-northwestern-mutual-investment-services-llc
- Novin G. Nikou
Regulatory Watchlists
organization · us
Record ID: us-finra-novin-g-nikou
- Noyeg Arkoian
Regulatory Watchlists
organization · us
Record ID: us-finra-noyeg-arkoian
- Npb Financial Group LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-npb-financial-group-llc
- Nsm Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nsm-securities-inc
- Ntb Financial Corporation
Regulatory Watchlists
organization · us
Record ID: us-finra-ntb-financial-corporation
- Nuno F. Antunes
Regulatory Watchlists
organization · us
Record ID: us-finra-nuno-f-antunes
- Nuveen Investments LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-nuveen-investments-llc
- Nwt Financial Group LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-nwt-financial-group-llc
- Nyfix Clearing Corporation
Regulatory Watchlists
organization · us
Record ID: us-finra-nyfix-clearing-corporation
- Nyfix Millennium L.l.c.
Regulatory Watchlists
organization · us
Record ID: us-finra-nyfix-millennium-l-l-c
- Nyfix Millennium LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-nyfix-millennium-llc
- Nylife Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-nylife-securities-inc
- Nylife Securities LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-nylife-securities-llc
- Nyppex LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-nyppex-llc
- O. Ben Carroll
Regulatory Watchlists
organization · us
Record ID: us-finra-o-ben-carroll
- O'keefe Shaw & Co. Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-o-keefe-shaw-co-inc
- O.n. Equity Sales Company Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-o-n-equity-sales-company-inc
- Oak Hills Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oak-hills-securities-inc
- Oak Ridge Financial Services Group Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oak-ridge-financial-services-group-inc
- Oak Tree Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oak-tree-securities-inc
- Oakbridge Financial Services Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oakbridge-financial-services-inc
- Oakbrook Investment Brokers Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oakbrook-investment-brokers-inc
- Oakwood Capital Securities Inc. Fka Gardner Financial Services Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oakwood-capital-securities-inc-fka-gardner-financial-services-inc
- Oberweis Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oberweis-securities-inc
- Oc Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-oc-securities-inc
- Ocp Capital LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-ocp-capital-llc
- Odeon Capital Group LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-odeon-capital-group-llc
- Odias Albert Bachelder
Regulatory Watchlists
organization · us
Record ID: us-finra-odias-albert-bachelder-ii
- Oes Brokerage Services LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-oes-brokerage-services-llc
- Ofg Financial Services Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-ofg-financial-services-inc
- Ofs Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-ofs-securities-inc
- Ofs Securities Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-ofs-securities-inc-n-k-a-oriental-financial-services-corp
- Ogden L. Coody
Regulatory Watchlists
organization · us
Record ID: us-finra-ogden-l-coody
- Oilda C. Hernandez
Regulatory Watchlists
organization · us
Record ID: us-finra-oilda-c-hernandez
- Okechukwu Linton
Regulatory Watchlists
organization · us
Record ID: us-finra-okechukwu-linton
- Okoboji Financial Services Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-okoboji-financial-services-inc
- Olaf F. Gamlen
Regulatory Watchlists
organization · us
Record ID: us-finra-olaf-f-gamlen
- Old Slip Capital Management Inc.
Regulatory Watchlists
organization · us
Record ID: us-finra-old-slip-capital-management-inc
- Olga Amalia Martinez De Aguirre
Regulatory Watchlists
organization · us
Record ID: us-finra-olga-amalia-martinez-de-aguirre
- Olivetree Usa LLC
Regulatory Watchlists
organization · us
Record ID: us-finra-olivetree-usa-llc