Intelligence registry
Public-source dossierus-finra-5274a2c27f00b61cfa817822de3543757fce1566
Public source recordpersonRegulatory action

Rory James Skifton

Authority: Regulatory WatchlistsCoverage: usPage generated: 2026-09-30
Evidence class
Public source record
Coverage
us
Record category
Regulatory action
Page generated
2026-09-30
Linked public records

No verified ownership, offshore or transport links have been attached to this record yet.

Source and status notice
Verify the underlying publisher and original record before relying on this information. Always verify the live source record and identifiers before relying on this page.

Compliance Profile

"Public-record notice: Rory James Skifton appears in public source record data. The record is informational and should be checked against the original publisher before legal, financial or counterparty decisions are made."

Banking Impact

This public record does not establish a banking prohibition. Any onboarding or transaction decision should use the original source, a verified identity match and the institution's applicable legal framework.

Legal Status

This is an informational public record, not a sanctions, exclusion or enforcement conclusion unless the page expressly identifies an official issuing authority and record.

Public source metadata

Source: Regulatory Watchlists
Full Legal NameRory James Skifton
Countries / jurisdictionsus
Source datasets
US FINRA BARREDus_finra_barred
Record statusInformational public record
Identifiers3080208
Record timelineFirst seen: 2026-04-01T12:55:34 • Last seen: 2026-07-02T11:11:02
Risk Topicsregulatory, reg.action
Original sourceView source record

Compliance Context Review

Independent assessment

SIC Group prepares source-backed risk context, exposure memos, and remediation pathways for individuals seeking to clarify a public record or counterparty signal.

Source-list verification
Banking and counterparty exposure memo
Regulatory status and remediation triage
Request Risk Assessment
Confidential Review
Report an error or request a correction
Export PDFSubscriber Only