Yorba Capital Management, LLC and Daniel Portilla, Jr.
Compliance Profile
"Risk Warning: Confirming the inclusion of Yorba Capital Management, LLC and Daniel Portilla, Jr. (Entity) in global watchlists, including CFPB ENFORCEMENT ACTION. Transactions or engagement may require review."
Banking Impact
Records on CFPB ENFORCEMENT ACTION can trigger enhanced due diligence, compliance holds, counterparty review and documentation requests from banks, investors or procurement teams.
Legal Status
The record should be reviewed against the original source list, jurisdiction and date of publication before decisions are made. Escalation may be required for procurement, onboarding or investor diligence.
Official Source Metadata
Source: CFPB Enforcement Actions| Full Legal Name | Yorba Capital Management, LLC and Daniel Portilla, Jr. |
| Source Records | CFPB ENFORCEMENT ACTION |
| Enforcement Type | CFPB Enforcement Actions |
| Identifiers | 2021-04-06 / https://www.consumerfinance.gov/enforcement/actions/yorba-capital-management-llc-and-daniel-portilla-jr/ |
| Risk Topics | reg.action, regulatory, fin |
| Official Source | View source record |
Associated Subject Network
Compliance Context Review
Independent Risk Assessment
SIC Group prepares source-backed risk context, exposure memos, and remediation pathways for entities seeking to clarify a public record or counterparty signal.